U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission News

U.S. Securities and Exchange Commission PRNewswire / May 5, 2021

BELO HORIZONTE, Brazil, May 5, 2021 /PRNewswire/ -- COMPANHIA ENERGÉTICA DE MINAS GERAIS - CEMIG ("Cemig"), a listed company with securities traded on the stock exchanges of São Paulo, New York and Madrid, announced today that on April 30, 2021 it filed its 20-F Form for the business year ended December 31, 2020 with the U.S.

https://www.prnewswire.com/news-releases/cemigs-20-f-form-filed-with-sec-and-cvm-301284781.html
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Cemig's 20-F form filed with SEC and CVM

PRNewswire

U.S. Securities and Exchange Commission JD Supra / May 5, 2021

The U.S. Securities and Exchange Commission (SEC) investigates companies (and individuals) for a broad range of federal offenses. This includes offenses that are both civil and criminal in nature, and that can carry penalties ranging from five-figure fines to hundreds of millions of dollars in total liability plus decades of prison time.

https://www.jdsupra.com/legalnews/the-5-5-5-of-sec-defense-1458910/
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The 5 + 5 + 5 of SEC Defense | Oberheiden PC

JD Supra

U.S. Securities and Exchange Commission Ledger Insights / May 5, 2021

Ripple has appointed two new members to its leadership team, Rosa Rios and Kristina Campbell. Rios, the 43rd U.S. Treasurer, will be joining the Board of Directors. Apart from being known for its association with XRP, several mainstream banks use RippleNet for payments, and its On-Demand Liquidity solution, which uses XRP, is used by several money [...]

https://www.ledgerinsights.com/former-u-s-treasurer-to-join-ripples-board-amid-sec-litigation/
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Former US Treasurer to join Ripple's board amid SEC litigation

Ledger Insights

U.S. Securities and Exchange Commission The Wall Street Journal / May 5, 2021

Ripple Labs Inc. hired a new finance chief as it navigates a legal battle with U.S. securities regulators over claims that the company violated investor protection laws when it sold XRP, a digital asset. The San Francisco-based startup on Tuesday named Kristina Campbell as chief financial officer.

https://www.wsj.com/articles/ripple-names-new-cfo-as-cryptocurrency-firm-faces-sec-lawsuit-11620168467
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Ripple Names New CFO as Cryptocurrency Firm Faces SEC Lawsuit

The Wall Street Journal

U.S. Securities and Exchange Commission USA TODAY / May 5, 2021

Billions of dollars of commitments have been made by corporations to reduce carbon emissions. But without reliable and comparable corporate disclosures, investors will be unable to make informed judgments about the consequences for the value of their investments. To protect investors and to promote efficient capital markets, the Securities and Exchange Commission needs to establish minimum standards for carbon-related disclosures.

https://www.usatoday.com/story/opinion/2021/05/05/regulations-sec-should-enforce-stop-corporate-greenwashing-climate-change-column/7402368002/
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Corporate America needs to level with investors on climate change

USA TODAY

U.S. Securities and Exchange Commission Business Wire / May 5, 2021

HANOVER, Pa.--()--Utz Brands, Inc. (NYSE:UTZ), a leading U.S. manufacturer, marketer and distributor of high-quality, branded snacking products, today announced in a Current Report on Form 8-K, that as a result of recently issued guidance provided by the staff of the Securities and Exchange Commission on April 12, 2021 for all SPAC-related companies regarding the classification of their warrants for accounting and reporting purposes (the "Statement"), it will restate its previously issued fiscal year 2020 consolidated financial statements and third fiscal quarter 2020 unaudited consolidated financial statements.

https://www.businesswire.com/news/home/20210504006142/en/Utz-Brands-Inc.-Comments-on-Recent-SEC-Statement-Related-to-Warrants-Issued-by-Special-Purpose-Acquisition-Companies-%E2%80%9CSPACs%E2%80%9D
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Utz Brands, Inc. Comments on Recent SEC Statement Related to Warrants Issued by Special Purpose Acquisition Companies (“SPACs”)

Business Wire

U.S. Securities and Exchange Commission Yahoo Finance / May 5, 2021

LOS ANGELES, CA / ACCESSWIRE / May 5, 2021 / The Schall Law Firm, a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Plug Power Inc. ("Plug Power" or "the Company") (NASDAQ:PLUG) for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.

https://finance.yahoo.com/news/may-7-deadline-schall-law-052000958.html
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MAY 7 DEADLINE: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Plug Power Inc. and Encourages Investors with Losses in Excess of $500,000 to Contact the Firm

Yahoo Finance

U.S. Securities and Exchange Commission Yahoo Finance / May 5, 2021

LOS ANGELES, CA / ACCESSWIRE / May 5, 2021 /The Schall Law Firm, a national shareholder rights litigation firm, reminds investors of a class action lawsuit against Franklin Wireless Corp. ("Franklin" or "the Company") (NASDAQ:FKWL) for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.

https://finance.yahoo.com/news/investor-action-notice-schall-law-175000433.html
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INVESTOR ACTION NOTICE: The Schall Law Firm Reminds Investors of a Class Action Lawsuit Against Franklin Wireless Corp. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Yahoo Finance

U.S. Securities and Exchange Commission PRNewswire / May 5, 2021

BEIJING, May 5, 2021 /PRNewswire/ -- Canaan Inc. (NASDAQ: CAN) ("Canaan" or the "Company"), a leading high-performance computing solutions provider, today announced for the closing of a registered direct offering of $170.0 million of its American Depositary Shares ("ADS"), each ADS representing 15 Class A ordinary shares of the Company, par value US$0.00000005 per share (the "Class A Ordinary Shares"), or US$12.60 per ADS.

https://www.prnewswire.com/news-releases/canaan-announces-closing-of-registered-direct-offering-of-us170-0-million-of-its-adss-and-warrants-301284248.html
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Canaan Announces Closing of Registered Direct Offering of US$170.0 Million of its ADSs and Warrants

PRNewswire

U.S. Securities and Exchange Commission Business Wire / May 5, 2021

SAN FRANCISCO--()--Terreno Realty Corporation (NYSE: TRNO), an acquirer, owner and operator of industrial real estate in six major coastal U.S. markets, declared a regular cash dividend for the quarter ending June 30, 2021 of $0.29 per common share. The dividend will be payable on July 14, 2021 to common stockholders of record at the close of business on June 30, 2021.

https://www.businesswire.com/news/home/20210505005287/en/Terreno-Realty-Corporation-Declares-Quarterly-Dividend-and-Files-First-Quarter-2021-Financial-Statements
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Terreno Realty Corporation Declares Quarterly Dividend and Files First Quarter 2021 Financial Statements

Business Wire

U.S. Securities and Exchange Commission Business Wire / May 5, 2021

TORONTO--()--Greenbrook TMS Inc. (TSX: GTMS) (NASDAQ: GBNH)(" Greenbrook" or the " Company") today announces that it is pursuing an underwritten public offering of common shares (the " Common Shares") in the United States and Canada (the " Offering").

https://www.businesswire.com/news/home/20210504006295/en/Greenbrook-TMS-Announces-Proposed-Public-Offering-of-Common-Shares
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Greenbrook TMS Announces Proposed Public Offering of Common Shares

Business Wire

U.S. Securities and Exchange Commission Daily Local News / May 5, 2021

RADNOR, Pa., May 5, 2021 /PRNewswire/ -- The law firm of Kessler Topaz Meltzer & Check, LLP reminds Vroom, Inc. (NASDAQ: VRM) ("Vroom") investors that a securities fraud class action lawsuit has been filed on behalf of those who purchased or acquired Vroom securities between , inclusive (the "Class Period").

https://www.dailylocal.com/news/state/deadline-alert-kessler-topaz-meltzer-check-llp-reminds-investors-of-deadline-in-securities-fraud-class/article_505d5711-e33f-591c-87b5-3a6bf659ffe3.html
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Deadline Alert: Kessler Topaz Meltzer & Check, LLP Reminds Investors of Deadline in Securities Fraud Class Action Lawsuit Filed Against Vroom, Inc.

Daily Local News

U.S. Securities and Exchange Commission Fox Baltimore / May 4, 2021

BALTIMORE (WBFF) - Baltimore-based athletics company Under Armour has agreed to pay $9 million to settle federal allegations about the company's accounting practices. Under Armour announced Monday that it's entered into a settlement with the U. S. Securities and Exchange Commission, according to a press release.

https://foxbaltimore.com/news/local/under-armour-to-pay-9-million-to-settle-us-securities-exchange-commission-allegations
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Under Armour to pay $9 million to settle U.S. Securities & Exchange Commission allegations

Fox Baltimore

U.S. Securities and Exchange Commission The Regulatory Review / May 4, 2021

Fintech promises to decentralize and democratize financial markets, but consumer protection and regulation are still needed. Last month, Coinbase, one of the world's largest cryptocurrency exchange platforms, distributed shares of common stock in a highly anticipated public offering.

https://www.theregreview.org/2021/05/04/johnson-disintermediation-decentralization-financial-markets/
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Disintermediation and Decentralization in Financial Markets

The Regulatory Review

U.S. Securities and Exchange Commission Business Wire / May 4, 2021

HANOVER, Pa.--()--Utz Brands, Inc. (NYSE:UTZ), a leading U.S. manufacturer, marketer and distributor of high-quality, branded snacking products, today announced in a Current Report on Form 8-K, that as a result of recently issued guidance provided by the staff of the Securities and Exchange Commission on April 12, 2021 for all SPAC-related companies regarding the classification of their warrants for accounting and reporting purposes (the "Statement"), it will restate its previously issued fiscal year 2020 consolidated financial statements and third fiscal quarter 2020 unaudited consolidated financial statements.

https://www.businesswire.com/news/home/20210504006142/en/Utz-Brands-Inc.-Comments-on-Recent-SEC-Statement-Related-to-Warrants-Issued-by-Special-Purpose-Acquisition-Companies-%E2%80%9CSPACs%E2%80%9D
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Utz Brands, Inc. Comments on Recent SEC Statement Related to Warrants Issued by Special Purpose Acquisition Companies (“SPACs”)

Business Wire

U.S. Securities and Exchange Commission Nasdaq / May 4, 2021

(RTTNews) - Syncona Ltd said that its portfolio company, Gyroscope Therapeutics Holdings plc, has filed an amended registration statement on Form F-1 with the U.S. Securities and Exchange Commission relating to a proposed initial public offering in the United States of its Americ

https://www.nasdaq.com/articles/gyroscope-therapeutics-files-amended-registration-statement-with-sec-on-proposed-ipo-in-u
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Gyroscope Therapeutics Files Amended Registration Statement With SEC On Proposed IPO In U.S.

Nasdaq

U.S. Securities and Exchange Commission Business Wire / May 4, 2021

TORONTO--()--Greenbrook TMS Inc. (TSX: GTMS) (NASDAQ: GBNH)(" Greenbrook" or the " Company") today announces that it is pursuing an underwritten public offering of common shares (the " Common Shares") in the United States and Canada (the " Offering").

https://www.businesswire.com/news/home/20210504006295/en/Greenbrook-TMS-Announces-Proposed-Public-Offering-of-Common-Shares
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Greenbrook TMS Announces Proposed Public Offering of Common Shares

Business Wire

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