U.S. Securities and Exchange Commission WFMZ Allentown / Nov 19, 2020
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U.S. Securities and Exchange Commission News
U.S. Securities and Exchange Commission PRNewswire / Nov 19, 2020
TEL AVIV, Israel, Nov. 19, 2020 /PRNewswire/ -- Therapix Biosciences Ltd. ("Therapix" or the "Company") (OTC Pink: TRPXY), a specialty, clinical-stage pharmaceutical company focusing on the development of cannabinoid-based treatments, today announced the pricing of an offering for the issuance of an aggregate of 835,447 units, each consisting of (i) one American Depositary Share ("ADS") and (ii) two warrants to purchase one ADS each, at a purchase price of per unit.
PRNewswire
U.S. Securities and Exchange Commission Tampa Bay Times / Nov 19, 2020
It was mid-March when the coronavirus pandemic hit home in America. For most companies, that coincided with the end of the first fiscal quarter of the calendar year 2020. Since that time, most public corporations have filed two full quarters' worth of financial reports, covering April through September.
Tampa Bay Times
U.S. Securities and Exchange Commission Taipei Times / Nov 18, 2020
The US Securities and Exchange Commission (SEC) is pushing ahead with a plan that threatens to kick Chinese companies off US stock exchanges, setting up a late clash between Washington and Beijing as the administration of US President Donald Trump winds down.
US pushes plan to delist Chinese firms
U.S. Securities and Exchange Commission Finance Magnates / Nov 18, 2020
The US Securities and Exchange Commission (SEC) announced today that Jay Clayton, the current SEC Chairman, will terminate his tenure at the end of 2020. Announced in a press release on Monday, Clayton, who has served as the Chairman at the SEC for over three and a half years, has led the US Regulator successfully in what the SEC mentioned was a "period of historic productivity and unprecedented challenges."
Jay Clayton Intends to Bow Out as SEC Chairman at Year End
U.S. Securities and Exchange Commission JD Supra / Nov 18, 2020
On October 15, 2020, the US Securities and Exchange Commission (SEC) issued a cease and desist order (Order), settling charges against a registrant for controls violations relating to a stock buyback plan implemented during acquisition discussions.
JD Supra
U.S. Securities and Exchange Commission Austin American-Statesman / Nov 18, 2020
Austin-based technology company Resideo has set the share price for a stock offering that could be worth nearly $300 million, according to securities filings.Resideo -- which makes smart home technology products -- plans to sell 17 million shares of common stock at $15 per share, according to filings with the U.S.
Austin’s Resideo sets share price for potential $300M offering
Austin American-Statesman
U.S. Securities and Exchange Commission PRNewswire / Nov 18, 2020
BEIJING, Nov. 18, 2020 /PRNewswire/ -- Puxin Limited (NYSE: NEW) ("Puxin" or the "Company"), a successful consolidator of the after-school education industry in China, today announced that Mr. Yun Xiao has resigned as the Company's Chief Operating Officer due to personal reasons.
U.S. Securities and Exchange Commission BioSpace / Nov 18, 2020
Tenzing Acquisition Corp., a special purpose acquisition company incorporated in the British Virgin Islands ("Tenzing") (NASDAQ: TZAC), and Reviva Pharmaceuticals, Inc., a Delaware corporation ("Reviva") and a California-based clinical-stage pharmaceutical company developing therapies that address unmet medical needs in the areas of central nervous system (CNS), cardiovascular, metabolic, and inflammatory diseases,
BioSpace
U.S. Securities and Exchange Commission Boston Business Journal / Nov 18, 2020
One of the largest public companies in Massachusetts is parting ways with one of its early senior engineers, who was promoted to the top technology role after more than ten years at the company. Cambridge-based automotive marketplace CarGurus Inc. (Nasdaq: CARG) entered into a separation agreement with CTO Kyle Lomeli on Nov.
CarGurus CTO to step down next year
U.S. Securities and Exchange Commission Yahoo Finance / Nov 18, 2020
Los Angeles, California--(Newsfile Corp. - November 18, 2020) - The Schall Law Firm, a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Peabody Energy Corporation ("Peabody" or "the Company") (NYSE: BTU) for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S.
U.S. Securities and Exchange Commission Washington Business Journal / Nov 18, 2020
Hilton WorldWide Holdings Inc. (NYSE: HLT) will sell $1.9 billion in debt in a private offering to institutional buyers, including J.P. Morgan Securities LLC and several others they represent - a measure many hoteliers have implemented during the Covid-19 pandemic to offset losses.
Hilton agrees to sell nearly $2B in debt as Covid-19 pandemic continues its toll on travel
U.S. Securities and Exchange Commission Nashville Business Journal / Nov 18, 2020
SmileDirectClub has reached a measure of profitability for the first time since its stock began trading on Nasdaq. The Nashville-based company reported $3 million in adjusted earnings for the third quarter, according to a filing with the U.S. Securities and Exchange Commission.
SmileDirectClub reaches positive profitability metric ahead of schedule
U.S. Securities and Exchange Commission Fitch Ratings / Nov 18, 2020
Fitch Ratings-New York-18 November 2020: The pandemic-induced global market stress that occurred in March 2020 had a material impact on short-term markets, with some money market funds (MMFs) experiencing elevated redemptions, price volatility and limitations on the ability to sell securities, Fitch Ratings says.
Fitch Ratings
U.S. Securities and Exchange Commission GlobeNewswire / Nov 18, 2020
BROOKFIELD, NEWS, Nov. 17, 2020 (GLOBE NEWSWIRE) -- Brookfield Asset Management Inc. ("Brookfield") (TSX: BAM.A, NYSE: BAM) today announced that it has priced a public offering of $200 million aggregate principal amount of fixed rate perpetual subordinated notes (the "notes").
GlobeNewswire
U.S. Securities and Exchange Commission Lexology / Nov 18, 2020
President Donald Trump has issued an Executive Order prohibiting U.S. persons from trading in securities, both in the U.S. and abroad, that finance Communist Chinese military companies. The President issued the EO under the authority of the International Emergency Economic Powers Act (IEEPA), the National Emergencies Act, and Section 301 of Title 3, United States Code.
Lexology
U.S. Securities and Exchange Commission GlobeNewswire / Nov 18, 2020
Arrival, the company creating electric vehicles ("EVs") with its game-changing technologies, has entered into a definitive business combination agreement with CIIG Merger Corp. (NASDAQ: CIIC); and the newly combined company will be listed on the NASDAQ under the new ticker symbol "ARVL" The transaction values the combined company at an enterprise value of US $5.4 billion and is expected to provide approximately US $660 million in gross cash proceeds to the Company.
U.S. Securities and Exchange Commission CNBC / Nov 16, 2020
Jay Clayton, who has led the Securities and Exchange Commission for the past three and a half years that included a number of major changes in financial markets, said Monday he will step down at the end of the year.
U.S. Securities and Exchange Commission GlobeNewswire / Nov 16, 2020
BOSTON, Nov. 16, 2020 (GLOBE NEWSWIRE) -- On September 28, 2020, Interface, Inc. (NASDAQ: TILE) announced the conclusion of the long-awaited investigation by the U.S. Securities and Exchange Commission into Interface's historical quarterly earnings per share calculations and rounding practices.
U.S. Securities and Exchange Commission Wall Street Journal / Nov 16, 2020
The U.S. Securities and Exchange Commission's whistleblower program set annual records, awarding more money to more tipsters in fiscal 2020 than in any other year of the program's history. The volume follows efforts by the regulator to speed up payouts to whistleblowers after years of complaints that it was slow to dole out awards.
SEC Whistleblower Program Sets New Records in 2020
Wall Street Journal