Looking for a Broker Dealer to sponsor a 211 FINRA filing for a newly created company. Any suggestions?
New
morngafterDec 27, 2019
Wouldn't your banker be your best referral source?
New
lilredfishOPDec 28, 2019
No, bankers operate under a different set of guidelines for securities and lending. They are registered with FINRA but have no other dealing with them. The 211 sponsorship is what is required to get a symbol for an exchange.
Morgan Stanley KSMMX1289Dec 29, 2019
maybe try Spartan securities...they file a very high number of 211’s a year. also you can go to otcmarkets website to get a list of BDs too
Wouldn't your banker be your best referral source?
No, bankers operate under a different set of guidelines for securities and lending. They are registered with FINRA but have no other dealing with them. The 211 sponsorship is what is required to get a symbol for an exchange.