I’m new to the industry working for Amazon but how do brokers (Schwab, Morgan Stanley, Fidelity etc..) prevent insider trading when employees of tech companies need pre-clearance from their respective employers for trading securities of where they work??
For example if I work at Amazon, I need pre-clearance to trade AMZN. Same for others working at different companies.
How does this process work ? Is there any collaboration done on the broker’s behalf where they don’t allow you to engage in trading activities for a particular security?? Does the employer notify the broker of which trades were pre-cleared??
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