Financial Industry Regulatory Authority (FINRA) is a government-authorized organization that oversees U.S. broker-dealers to protect investors and safeguard market integrity. FINRA is dedicated to protecting investors and making sure the broker-dealer industry operates fairly and honestly. To ensure America’s 90 million investors can participate in a fair and safe market with confidence, the company oversees more than 634,000 brokers across the United States and analyze billions of daily market events.
37 Reviews
Bunch of bank holidays Good Benefits for FTEs Decent pay
Horrible for Contractors Management is aloof Employees with bloated egos who think the world of themselves when they are just meh. No promotions
Now that the dust has settled on the SEC’s enforcement action against fifteen (15) broker-dealers and an investment adviser for violations of SEC…
As the song goes, time keeps on slipping, slipping, slipping into the future. While Steve Miller may not have had FINRA and the SEC in mind when he...