NewwbmX51

FINRA form and it’s timeline when joining a broker-dealer employer

Hi, I want to understand how long does FINRA form checks and completion takes? There is fingerprinting also needed with it. Doesn’t it pose impact/change in originally written joining date on offer letter? I have never done that hence don’t know. TC: $400k YOE: 12 #robinhoodcomp #robinhood #etrade #trading #tradingtech

SweetRush gYTJ34 Feb 10, 2023

Curious about the limitations on security trading. In the website it mentioned that all the brokerage accounts need to disclose to Finra. And I wonder if that would impact any RSU, stock options